Washington, D.C. 20549







Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 10, 2020



Vericity, Inc.

(Exact name of registrant as specified in its charter)




Delaware   001-38945   46-2348863

(State or other jurisdiction

of incorporation)



File Number)


(IRS Employer

Identification No.)

8700 West Bryn Mawr Avenue, Suite 900S

Chicago, Illinois 60631

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: (312) 379-2397

Not Applicable

(Former name or former address, if changed since last report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class





Name of each exchange

on which registered

Common Stock, Par Value $0.001 per share   VERY   NASDAQ Capital Market

Indicate by checkmark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging Growth Company  ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐




Item 5.07

Submission of Matters to a Vote of Security Holders

At the Annual Meeting on August 5, 2020, Vericity’s shareholders voted on proposals to (i) elect seven (7) directors to serve until the next annual meeting and until each such director’s successor is elected and qualified; and (ii) ratify the Audit Committee’s selection of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for 2020. The voting results for each proposal were as follows:



Election of Directors:




   For    Against    Abstain    Broker Non-Votes

Neil Ashe

   13,085,638    0    1,288    512,871

Calvin Dong

   13,081,942    0    4,984    512,871

Richard A. Hemmings

   13,081,822    0    5,104    512,871

James E. Hohmann

   13,081,992    0    4,934    512,871

Scott Perry

   13,085,696    0    1,230    512,871

Eric Rahe

   13,082,042    0    4,884    512,871

James W. Schacht

   13,085,526    0    1,400    512,871



Ratification of the selection of Deloitte & Touche LLP:



     For    Against    Abstain    Broker Non-Votes
   13,599,664    25    108    —  


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: August 10, 2020    


    By:   /s/ John Buchanan


  John Buchanan



General Counsel and Secretary